When taking over legacy assets or monitoring existing portfolios, the ability to properly read investment statements will give significant information to fulfill the duty to monitor. Statements can provide critical information but sometimes the information is not obvious. In addition the information contained on statements is essential for filing income tax returns and court accountings. Knowing how to properly treat complex transactions such as splits, mergers, and spinoffs can save significant time and improve accuracy. Learning how to use data downloads can increase efficiency, reduce time, and reduce costs.
PROFESSIONAL FIDUCIARY ASSOCIATION OF CALIFORNIA
Education, Advocacy and Advancement for Professional Fiduciaries
Reading Investment Statements: How to Get Answers to Key Questions
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About the Course
Member Price: $50.00
Non-Member Price: $70.00
CE / MCLE Awarded:
1.0
Presented Date: August 27, 2021
Jeremy L. Lau, CFA, CFP serves as President and Chief Investment Officer of Prudent Investors. He specializes in managing assets for public and private fiduciaries and individual households. He teaches the investment management course for Cal State University, Fullerton’s trustee certification program and frequently speaks on fiduciary investing to attorneys and fiduciaries across various associations. Before joining Prudent Investors, he worked as an Executive Director in investment banking in Asia for some of the world’s largest securities firms in structured credit and convertible bonds. He graduated in Accounting (with Honors distinction) from Brigham Young University and has earned the right to use the Chartered Financial Analyst (CFA®) and Certified Financial Planner (CFP®) designations.
Susan Brooksbank is a fiduciary who provides accounting support for attorneys and fiduciaries. She is a retired mechanical/electrical engineer who worked in the vibration test industry for 30 years, with a BS in mechanical engineering, MS in electrical engineering, and an MBA. After retiring from the corporate world, a CLPF acquaintance suggested that Susan help with her accounting, since Susan has a knack for numbers and is a happy camper with spreadsheets. The fiduciary taught Susan the basics of probate accounting and handed her one of the fiduciary’s most complicated cases. That was about 3 ½ years ago and Susan has been doing accountings since.